About SITCA

About SITCA > Organization > Organizations

General Assembly
The SITCA members are divided into four classes in accordance with their business revenues: A, B, C, D, E  and F with 6, 5, 4, 3, 2, 1 representatives appointed to form the General Assembly, which is the highest power of the Association. Up to Dec 2013, there were 38 SITEs, 103 SICEs, and concurrent business of 39 SICEs. Total membership is 180.
 
Board of Directors
The board is the highest executive body of SITCA and composed of 33 directors including ten external scholars and experts. The Chairman is elected by the directors to represent SITCA.
 
Chairman : Jeff Chang
Cathay Securities Investment Trust Co.,Ltd.
 
Board of Supervisors
The Board is comprised of 11 supervisors including 4 external scholars and experts and one of them shall be elected as the Convener.
 
Convener : Min Jyh Chen
Chi Far Securities Investment Consultant Co., Ltd.
 
Committees
There are eight committees handing the general administrative affairs, namely investment trust development, compliance and fund affairs, investment and risk management, investment consulting development, offshore fund business, cross-strait and international affairs, industry promotion, and self-regulatory committees. SICE and SICE affairs group setup by SICE committee for members and funds advertisement and media fund securities analysis group set up by the self-regulatory committee.             
          
           Investment Trust Development Committee                
           Convener : Stephen Chou        
           Fuh Hwa Securities Investment Trust Co., Ltd.
         
          Investment and Risk Management Committee
Convener : Jordan Chen
Schroder Investment Management (Taiwan )Limited
Ltd.
 
          Compliance and Fund Affairs Committee
Convener : Nie,Ting-Yi
Franklin Templeton SinoAm Securities
Investment Management Inc.
 
          Investment Consulting Committee
Convener : Endy Ku
Good Securities Investment Consultant
Co.,Ltd.
 
          Offshore Fund Committee
Convener :  Silvia Chang
Invesco Taiwan Limited 
 
          Cross-strait and International Affairs Committee
Convener : Tsung-Sheng Liu
Yuanta Securities Investment Trust Co., Ltd.
  
           Industry Promotion Committee
           Convener : James S. Hwang
   Franklin Templeton SinoAm Securities
   Investment Management Inc.
  
           Self-regulatory Committee                
           Convener : Chin Lung Liu
           Allianz Global Investors Taiwan Ltd.
  
Divisions for Association’s Affair
The following five divisions are the major administrative and executive bodies of the Association headed by the secretary-general, Ray Huang, including Executive Office, Business Development, Auditing, Education and Communication, Information Technology and Administration. 
       
Business Development Department 
1. Plan business development for members
2. Conduct research on laws, regulations, and institutions related
    to members’ business operations
3. Research and develop new business initiatives and issues
    related to global asset management
4. Promote communication, coordination and cultural exchanges
    with international and cross-strait securities organizations
5. Deal with the operating applications from members
6. Review member applications and documentation
7. Perform any other directives of the supervisory official.
           
Auditing Department
1. Audit members’ applications and reports
2. Provide advice and visit members’ business operations
3. Conduct research on laws, regulations, and systems related to
    members’ financial affairs and business operations
4. Conduct research and supervise issues related to the
    self-disciplinary practice of members
5. Mediate on business disputes between members and investors
6. Resolve investors’ complaints
7. Perform any other directives of the supervisory official
 
Education and Communication Department
1. Provide continuous education and training programs for
     members
2. Execute promotional investments and educational activities
    via conferences, forums, lectures and seminars
3. Edit and publish the annual report and investment-related
     information
4. Conduct educational and promotional activities related to asset
    management
5. Develop pubic relations
6. Review and audit the application pertaining responsible person/s and staff registration of
    securities investment trust and consulting entities
7. Perform any other directives of the supervisory official.
 
Information Technology Department
1. Summarize and provide mutual fund information
2. Plan, organize, and maintain SITCA’s website
3. Plan, organize, and maintain the business service department’s
    computer system and database
4. Purchase and maintain hardware and software
5. Build and maintain the association’s service system 
6. Perform any other directives of the supervisory official
 
Administration Department   
1. Hold the General Assembly and meetings of the Board of
    Directors and Supervisors
2. Organize membership admission, withdrawals and data management as well as member
    visitations
3. Manage the operations, rules and procedures of the Association relating to finance, accounting,
    general affairs, personnel, official documentation, and file management.
4. Report the Association’s related information such as the  various projects and results (including
    organization accreditation)
5. Responsible for the control and facilitation of the Association’s official documentation as well as
    projects and results of the various divisions
6. Responsible for the executive secretarial works for the Secretary-General
7. Perform any other directives of the supervisory official 
 
For more detailed information, Please refer to Annul Report.